This site uses cookies. To find out more, see our Cookies Policy

Senior Manager - AML & Financial Crime Unit -Risk & Compliance (Insurance/BFSI) in Mumbai at Crescendo Global

Date Posted: 7/6/2018

Job Snapshot

Job Description

An exciting leadership opportunity for Risk & Compliance aspirants holding more than 10 years' experience in Risk & Compliance in Financial Services, Banking, Investments and Insurance domain with a global organization. Our client is looking for an individual who is eager to work with the Group Head of Enterprise Risk Management (ERM) in a senior position to establish key compoenents of the Group's ERM framework while supporting planning and delivery of ERM solutions.


A leading, global group with a strong foothold in specialty financial services serving millions of customers across the full spectrum. 

  • Being the risk management (SME) providing advice, guidance, training and tools to enable the embedding of risk management across the organization. 
  • Executing, refining and overseeing the Operations Risk Management framework and enhancing the Enterprise Risk Framework
  • Supporting the senior management in managing the overall risk profile of the operation and risk reporting and governance requirement, and work in partnership with overseas operations to enable them to understand the impact on their own risk profile
  • Enterprise Risk Management - Risk assessment to identify the Key risks with the business, development of Risk Register and providing inputs for the preparation for risk committees to address high risks. 
  • Responsible for Data loss and Prevention - Implementation and governance for UK, India and US & Information Security, Implementation and governance for employee benefits business in UK 
  • Managing the development, implementation and on-going execution of the Risk and Control Self-Assessment (RCSA) and Failure Mode Effects Analysis (FMEA) program to support achievement of 2nd Line of Defense responsibilities under the Operational Risk Management Framework. 
  • Preparing Operational Risk & Control reporting materials and Produce timely reports for executives, senior management, key stakeholders, and Risk Committees. 
  • Ensure effective communication between Compliance, Legal, Internal Audit and other second and third line of defense enterprise organizations and first line businesses to effectively address risk and control issues. 
  • Working with the Group Head of ERM support and shape key components of the Group's ERM Framework, and support the planning and delivery of the ERM Framework across the organization.

Job Requirements

  • CA + Masters (MBA/MS) from a Premium Institute with 10 to 12 years of relevant work experience in Risk & Compliance in Financial Services, Banking, Investments, Insurance, working in senior risk and compliance roles within global organizations.
  • Certification in Risk management, Information Security (CISM, ISO 27001), CIRSC.
  • Expertise in regulations that govern Benefit solutions and Insurance broking in India, UK, Australia and Asia (preferred).
  • The candidate should have a good experience and thorough knowledge of the following:- 
  • Operational Risk Principles, Practices and Implementation
  • Risk & Control Assessment and Root Cause Analysis
  • ERM Framework Principles and Practices and Implementation
  • Risk Review and Challenge
  • Know Your Customer Good Practice
  • Experience in designing and implementing risk management and Corporate Governance
  • Experience of KYC
  • Experience of managing teams and matrix reporting
  • Past experience in dealing with regulator
  • Prior experience of leading a team and managing multiple stakeholders at a global level.
  • Excellent Communication and Presentation Skills.
  • Strong project management and interpersonal skills.

  • A Meritocratic culture with clear career progression.
  • International Multicultural work environment with required exposure in the heart of the financial capital of the country. 


  1. Business Manager Jobs
  2. Finance Manager Jobs