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​ Legal Compliance Officer (5 to 8 years) in Mumbai at Crescendo Global

Date Posted: 6/18/2018

Job Snapshot

Job Description

An exciting job opportunity with one of the world's leading global Financial Services, Banking, Investments and Insurance domain (BSFI) and compliance firms for Finance professional with at least 8 years in Risk and Compliance and Corporate Governance in BSFI. Our esteemed client is looking for an individual keen to work as a individual contributor developing risk profiles for various group businesses to help senior decision makers identify and asssess potential risks in the business and how it impacts long-term strategy. If you are a self-driven, goal oriented, organised and proactive individual with strong analytical and problem solving skills, who can deliver under pressure without direct supervision then this is the role you have been waiting for.

LOCATION: Mumbai

YOUR FUTURE EMPLOYER:

A leading, global group with a strong foothold in specialty financial services serving millions of customers across the full spectrum. 

YOU WILL BE RESPONSIBLE FOR: 

  • Identifying and assessing potential compliance risks to the business.
  • Compliance plan developing many reflecting risk profile of a particular business unit and ensuring all complaints are dealt with.
  • Assuring prompt breach identification and reporting within 24 hours.
  • Performing file reviews for business unit in a range of 5 to 10 percent along with compliance monitoring reports and internal/external audit reports generation.
  • Identifying potential enterprise systematic risks, weakness in internal controls and training.
  • Identifying particularly all laws and regulations that might affect the business unit like AML, Sanctions, etc.
  • Developing annual training plan in order to deliver key training materials for business units.
  • Maintaining a good repo with business unit heads & associates for proper communication and assistance between compliance & business establishment.
  • Maintaining positive relationships with business unit heads and associates including Internal Audit, Group Legal and Risk department.

Job Requirements

THE SUCCESSFUL CANDIDATE:

  • Graduate/post graduate from a premium institute with 8 to 10 years of relevant work experience in risk & compliance in Financial Services, Banking, Investments and Insurance with experience in using MS office packages.
  • Practical understanding of corporate governance.
  • Minimum 8 to 10 years' experience in core compliance domain.
  • Effectiv business communication and impressive interpersonal skills with strong influential ability.
  • Keen to collaborate with other professionals in a team environment

WHAT IS IN IT FOR YOU? 

  • Liaise extensively with stakeholders 
  • A meritocratic culture with great career progression. 
  • Fast track career growth.

DISCLAIMER:

We are an equal opportunity recruitment firm and value diversity in the talent we identify for our clients. We do not discriminate on the basis of race, religion, colour, origin, gender, sexual orientation, age, marital status, veteran status or disability status.

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